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Fernandez Charles A 4

Accession 0001209191-09-012748

CIK 0001406081other
View on SEC.govCompany Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 6:15 PM ET

Size

13.4 KB

Accession

0001209191-09-012748

Insider Transaction Report

Form 4
Period: 2009-02-26
Guaranty Financial Group Inc.GFG
Fernandez Charles A
Chief Lending Officer
Transactions
  • Tax Payment

    Common Stock

    2009-02-26$0.48/sh−871$418→ 52,016 total
Holdings

  • Option (right to buy)

    Exercise: $19.61Exp: 2017-02-02→ Common Stock (2,133 underlying)
    2,133

  • Common Stock

    (indirect: By Trust)
    1,882

  • Option (right to buy)

    Exercise: $13.00Exp: 2015-02-04→ Common Stock (833 underlying)
    833

  • Option (right to buy)

    Exercise: $9.64From: 2008-02-06Exp: 2014-02-06→ Common Stock (416 underlying)
    416

  • Restricted Stock

    From: 2010-02-02Exp: 2010-02-02→ Common Stock (859 underlying)
    859

  • Option (right to buy)

    Exercise: $17.36Exp: 2016-02-03→ Common Stock (1,600 underlying)
    1,600
Footnotes (6)
  • [F1]Payment of tax liability by withholding securities incident to the vesting of 2,667 shares of Restricted Stock on 02/26/2009.
  • [F2]Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
  • [F3]Options Vesting Schedule for Options Granted 02/04/2005 - exercise price $13.00: Options Exercisable 02/04/2008 - 416 and Options Exercisable 02/04/2009 - 417.
  • [F4]Options Vesting Schedule for Options Granted 02/03/2006 - exercise price $17.36: Options Exercisable 02/03/2008 - 533; Options Exercisable 02/03/2009 - 533 and Options Exerciserable 02/03/2010 - 534.
  • [F5]Options Vesting Schedule for Options Granted 02/02/2007 - exercise price $19.61: Options Exercisable 02/02/2008 - 533; Options Exercisable 02/02/2009 - 533; Options Exercisable 02/02/2010 - 534 and Options Exercisable 02/02/2011 - 533.
  • [F6]Restricted Shares will vest effective 02/02/2010 and will be settled for cash based on the fair market value on the vesting date.

Documents

1 file

Issuer

Guaranty Financial Group Inc.

CIK 0001406081

→
Entity typeother

Related Parties

1
  • filerCIK 0001455500

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 6:15 PM ET
Size
13.4 KB
View on SEC.gov