Eikenberg Charles 4
4 · Guaranty Financial Group Inc. · Filed Mar 2, 2009
Insider Transaction Report
Form 4
Eikenberg Charles
Chief Retail Banking Officer
Transactions
- Tax Payment
Common Stock
2009-02-26$0.48/sh−871$418→ 17,300 total
Holdings
- 116(indirect: By Trust)
Common Stock
- 1,708
Option (right to buy)
Exercise: $17.36Exp: 2016-02-03→ Common Stock (1,708 underlying) - 700
Restricted Stock
From: 2010-02-02Exp: 2010-02-02→ Common Stock (700 underlying) - 1,708
Option (right to buy)
Exercise: $19.61Exp: 2017-02-02→ Common Stock (1,708 underlying)
Footnotes (5)
- [F1]Payment of tax liability by withholding securities incident to the vesting of 2,667 shares of Restricted Stock on 02/26/2009.
- [F2]Reporting Person acquired additional shares through on-going acquisitions under 401(k) plan. By trustee of the Guaranty Financial Group Inc. Savings and Retirement Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
- [F3]Options Vesting Schedule for Options Granted 02/03/2006 - exercise price $17.36: Options Exercisable 02/03/2007 - 427; Options Exercisable 02/03/2008 - 427; Options Exercisable 02/03/2009 - 427 and Options Exercisable 02/03/2010 - 427.
- [F4]Options Vesting Schedule for Options Granted 02/02/2007 - exercise price $19.61: Options Exercisable 02/02/2008 - 427; Options Exercisable 02/02/2009 - 427; Options Exercisable 02/02/2010 - 427 and Options Exercisable 02/02/2011 - 427.
- [F5]Restricted Shares will vest effective 02/02/2010 and will be settled for cash based on the fair market value on the vesting date.