INTERWOVEN INC 4

Accession 0001209191-09-017309

CIK 0001042431operating

View on SEC.gov Company Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 9:04 PM ET

Size

31.1 KB

Accession

0001209191-09-017309

Insider Transaction Report

Form 4

Period: 2009-03-16

INTERWOVEN INCIWOV

FANZILLI FRANK J

Director

Transactions

Disposition to Issuer
Common Stock
2009-03-16$16.20/sh−8,750$141,750→ 0 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$3.48/sh−20,000$69,600→ 0 total
Exercise: $12.72Exp: 2016-10-31→ Common Stock (20,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$2.92/sh−10,000$29,200→ 0 total
Exercise: $13.28Exp: 2018-02-21→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$7.89/sh−10,000$78,900→ 0 total
Exercise: $8.31Exp: 2015-09-15→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$6.91/sh−10,000$69,100→ 0 total
Exercise: $9.29Exp: 2014-06-10→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2009-03-16+5,000→ 8,750 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$9.04/sh−10,000$90,400→ 0 total
Exercise: $7.16Exp: 2013-04-21→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$8.18/sh−10,000$81,800→ 0 total
Exercise: $8.02Exp: 2015-06-02→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$7.53/sh−10,000$75,300→ 0 total
Exercise: $8.67Exp: 2016-07-12→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$6.24/sh−10,000$62,400→ 0 total
Exercise: $9.96Exp: 2012-07-15→ Common Stock (10,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2009-03-16$3.47/sh−10,000$34,700→ 0 total
Exercise: $12.73Exp: 2018-07-08→ Common Stock (10,000 underlying)
Exercise/Conversion
Restricted Stock Units
2009-03-16−5,000→ 0 total
→ Common Stock (5,000 underlying)

Footnotes (12)

[F1]As reported on Table II of this form, a restricted stock unit award vested as to 5,000 units in accordance with the terms of the restrict stock award, resulting in the issuance of that number of shares to the Reporting Person.
[F10]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $34,700.00, representing the difference between $16.20 and the exercise price.
[F11]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $29,200.00, representing the difference between $16.20 and the exercise price.
[F12]This restricted stock award vested as to 5,000 shares on March 16, 2009.
[F2]Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 22, 2009, by and among Autonomy Corporation PLC ("Autonomy"), Milan Acquisition Corp. and Interwoven, Inc., each share of Interwoven common stock issued and outstanding immediately prior to the effectiveness of the merger on March 16, 2006 (the "Effective Time") was converted into the right to receive $16.20 in cash.
[F3]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $90,400.00, representing the difference between $16.20 and the exercise price.
[F4]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $81,800.00, representing the difference between $16.20 and the exercise price.
[F5]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $78,900.00, representing the difference between $16.20 and the exercise price.
[F6]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $75,300.00, representing the difference between $16.20 and the exercise price.
[F7]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $69,100.00, representing the difference between $16.20 and the exercise price.
[F8]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $62,400.00, representing the difference between $16.20 and the exercise price.
[F9]Pursuant to the Merger Agreement, this option was canceled in the merger in exchange for a cash payment of $69,600.00, representing the difference between $16.20 and the exercise price.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

INTERWOVEN INC

CIK 0001042431

→

Entity typeoperating

IncorporatedCA

Related Parties

filerCIK 0001042431

Filing Metadata

Form type: 4
Filed: Mar 17, 8:00 PM ET
Accepted: Mar 18, 9:04 PM ET
Size: 31.1 KB

View on SEC.gov