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BLACKROCK FINANCIAL MANAGEMENT INC 4

Accession 0001209191-09-019835

CIK 0001050112other
View on SEC.govCompany Profile

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 5:14 PM ET

Size

21.5 KB

Accession

0001209191-09-019835

Insider Transaction Report

Form 4
Period: 2009-03-31
ANTHRACITE CAPITAL INCAHR
BLACKROCK FINANCIAL MANAGEMENT INC
DirectorOther
Transactions
  • Other

    Common Stock

    2009-03-31+18,277→ 3,382,653 total
  • Conversion

    Common Stock

    2009-03-31−4,750→ 3,377,903 total
  • Conversion

    Common Stock

    2009-03-31−53,398→ 3,364,376 total
  • Conversion

    Restricted Stock Unit

    2009-03-31−4,750→ 116,671 total
    From: 2010-03-31Exp: 2010-03-31→ Common Stock (4,750 underlying)
  • Other

    Restricted Stock Unit

    2009-03-31−60,275→ 60,275 total
    From: 2010-06-30Exp: 2012-06-30→ Common Stock (60,275 underlying)
  • Other

    Restricted Stock Unit

    2009-03-31−107,725→ 107,725 total
    From: 2011-03-31Exp: 2011-03-31→ Common Stock (107,725 underlying)
  • Other

    Common Stock

    2009-03-31+1,610→ 3,379,513 total
  • Conversion

    Restricted Stock Unit

    2009-03-31−53,398→ 0 total
    From: 2009-03-31Exp: 2009-03-31→ Common Stock (53,398 underlying)
Footnotes (9)
  • [F1]In 2007, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to certain employees of the Manager under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
  • [F2]Shares of the Company's common stock withheld by the Manager to satisfy the Restricted Stock Unit holders' tax withholding obligations arising from the conversion of Restricted Stock Units, calculated based on the closing price of the Company's common stock on March 30, 2009 ($0.35).
  • [F3]In 2008, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to certain employees of the Manager under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
  • [F4]1-for-1
  • [F5]Vested on grant date (March 15, 2007), but not able to be settled until March 31, 2009.
  • [F6]Vested on grant date (March 31, 2008), but will not settle, subject to limited exceptions, until March 31, 2010.
  • [F7]In 2009, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to certain employees of the Manager under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
  • [F8]Vests one-third on each of the first, second and third anniversaries of June 30, 2009.
  • [F9]Vested on grant date (March 31, 2009), but will not settle, subject to limited exceptions, until March 31, 2011.

Documents

1 file

Issuer

ANTHRACITE CAPITAL INC

CIK 0001050112

→
Entity typeother

Related Parties

1
  • filerCIK 0000917129

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:14 PM ET
Size
21.5 KB
View on SEC.gov