4//SEC Filing
LILLIS JAMES 4
Accession 0001209191-09-019841
CIK 0001050112other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:17 PM ET
Size
13.0 KB
Accession
0001209191-09-019841
Insider Transaction Report
Form 4
LILLIS JAMES
Chief Financial Officer
Transactions
- Conversion
Restricted Stock Unit
2009-03-31−3,319→ 0 total(indirect: By BLK)From: 2009-03-31Exp: 2009-03-31→ Common Stock (3,319 underlying) - Other
Restricted Stock Unit
2009-03-31+10,000→ 10,000 total(indirect: By BLK)From: 2010-06-30Exp: 2012-06-30→ Common Stock (10,000 underlying) - Conversion
Common Stock
2009-03-31+3,319→ 15,504 total - Other
Common Stock
2009-03-31−1,406→ 14,098 total
Footnotes (7)
- [F1]In 2007, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F2]Shares of the Company's common stock withheld by the Manager to satisfy the reporting person's tax withholding obligations arising from conversion of Restricted Stock Units, calculated based on the closing price of the Company's common stock on March 30, 2009 ($0.35).
- [F3]1-for-1
- [F4]Vested on grant date (March 15, 2007), but not able to be settled until March 31, 2009.
- [F5]Held in trust by BlackRock, Inc.
- [F6]In 2009, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F7]Vests one-third on each of the first, second and third anniversaries of June 30, 2009.
Documents
Issuer
ANTHRACITE CAPITAL INC
CIK 0001050112
Entity typeother
Related Parties
1- filerCIK 0001311366
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 5:17 PM ET
- Size
- 13.0 KB