Earnings Feed
Start Free
Home/Filings/4/0001209191-09-019846
4//SEC Filing

POMAR FRANK 4

Accession 0001209191-09-019846

CIK 0001050112other
View on SEC.govCompany Profile

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 5:19 PM ET

Size

13.0 KB

Accession

0001209191-09-019846

Insider Transaction Report

Form 4
Period: 2009-03-31
ANTHRACITE CAPITAL INCAHR
POMAR FRANK
Chief Credit Officer
Transactions
  • Other

    Common Stock

    2009-03-31−1,048→ 13,208 total
  • Conversion

    Restricted Stock Unit

    2009-03-31−3,237→ 0 total(indirect: By BLK)
    From: 2009-03-31Exp: 2009-03-31→ Common Stock (3,237 underlying)
  • Conversion

    Common Stock

    2009-03-31+3,237→ 14,256 total
  • Other

    Restricted Stock Unit

    2009-03-31+10,000→ 10,000 total(indirect: By BLK)
    From: 2010-06-30Exp: 2012-06-30→ Common Stock (10,000 underlying)
Footnotes (7)
  • [F1]In 2007, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
  • [F2]Shares of the Company's common stock withheld by the Manager to satisfy the reporting person's tax withholding obligations arising from conversion of Restricted Stock Units, calculated based on the closing price of the Company's common stock on March 30, 2009 ($0.35).
  • [F3]1-for-1
  • [F4]Vested on grant date (March 15, 2007), but not able to be settled until March 31, 2009.
  • [F5]Held in trust by BlackRock, Inc.
  • [F6]In 2009, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
  • [F7]Vests one-third on each of the first, second and third anniversaries of June 30, 2009.

Documents

1 file

Issuer

ANTHRACITE CAPITAL INC

CIK 0001050112

→
Entity typeother

Related Parties

1
  • filerCIK 0001311400

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:19 PM ET
Size
13.0 KB
View on SEC.gov