SHEA RICHARD M 4
4 · ANTHRACITE CAPITAL INC · Filed Apr 2, 2009
Insider Transaction Report
Form 4
SHEA RICHARD M
President & COO
Transactions
- Conversion
Common Stock
2009-03-31+10,549→ 90,591 total - Other
Common Stock
2009-03-31−3,835→ 86,756 total - Conversion
Restricted Stock Unit
2009-03-31−10,549→ 0 total(indirect: By BLK)From: 2009-03-31Exp: 2009-03-31→ Common Stock (10,549 underlying)
Footnotes (5)
- [F1]In 2007, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F2]Shares of the Company's common stock withheld by the Manager to satisfy the reporting person's tax withholding obligations arising from conversion of Restricted Stock Units, calculated based on the closing price of the Company's common stock on March 30, 2009 ($0.35).
- [F3]1-for-1
- [F4]Vested on grant date (March 15, 2007), but not able to be settled until March 31, 2009.
- [F5]Held in trust by BlackRock, Inc.