4//SEC Filing
Smith Courtney C 4
Accession 0001209191-09-020752
CIK 0001297568other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 2:55 PM ET
Size
9.2 KB
Accession
0001209191-09-020752
Insider Transaction Report
Form 4
Smith Courtney C
DirectorCEO, President & Chairman BOD
Transactions
- Exercise/Conversion
Common Stock
2009-04-04+12,000→ 36,481 total - Exercise/Conversion
Restricted Stock Unit
2009-04-04−12,000→ 48,000 total→ Common Stock (12,000 underlying) - Tax Payment
Common Stock
2009-04-04$3.45/sh−3,534$12,192→ 32,947 total
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Specialty Underwriters' Alliance, Inc. common stock.
- [F2]The remaining 48,000 restricted stock units granted on 4/4/2008 vest equally over the next four anniversaries of the grant date.
Documents
Issuer
Specialty Underwriters Alliance, Inc.
CIK 0001297568
Entity typeother
Related Parties
1- filerCIK 0001297943
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 2:55 PM ET
- Size
- 9.2 KB