4//SEC Filing
Janssen Oliver 4
Accession 0001209191-09-021433
CIK 0001120817other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 9:34 PM ET
Size
14.7 KB
Accession
0001209191-09-021433
Insider Transaction Report
Form 4
Janssen Oliver
DirectorChairman of the Board
Transactions
- Other
Option to purchase Common Stock
2008-04-07+100,000→ 100,000 totalExercise: $0.08From: 2008-04-07Exp: 2018-04-06→ Common Stock (100,000 underlying) - Other
Option to purchase Common Stock
2008-06-03+150,000→ 250,000 totalExercise: $0.09From: 2008-06-03Exp: 2018-06-02→ Common Stock (150,000 underlying) - Other
Warrant to purchase Common Stock (right to buy)
2009-04-09+2,232,142→ 2,232,142 total(indirect: See footnote)Exercise: $0.03From: 2009-04-09Exp: 2014-04-08→ Common Stock (2,232,142 underlying)
Holdings
- 7,133,783
Common Stock
- 9,530,732(indirect: See footnote)
Warrant to purchase Common Stock (right to buy)
Exercise: $0.08Exp: 2012-08-16→ Common Stock (9,530,732 underlying)
Footnotes (6)
- [F1]3,262,145 of such shares are held jointly by the Reporting Person and his spouse.
- [F2]This option was granted on April 7, 2008, pursuant to the Issuer's 2005 Equity Incentive Plan. 8/36ths of the shares vested on the date of grant and the remaining shares vest in equal monthly installments thereafter until fully vested at the rate of 1/36th of the shares per month.
- [F3]This option was granted on June 3, 2008, pursuant to the Issuer's 2005 Equity Incentive Plan. 2/36ths of the shares vested on the date of grant and the remaining shares vest in equal monthly installments thereafter until fully vested at the rate of 1/36th of the shares per month.
- [F4]This warrant is held by Encyclopedia Equipment LLC ("Encyclopedia") of which the Reporting Person is a member and a managing director. The Reporting Person, as a member and a managing director of Encyclopedia, may be deemed to have shared power to vote or direct the vote of, and to dispose or direct the disposition of, the securities of the Issuer held by Encyclopedia. The Reporting Person disclaims beneficial ownership of the securities directly held by Encyclopedia, except to the extent of his pecuniary interest therein.
- [F5]This warrant was issued in connection with an amendment dated as of April 9, 2009 (filed by the Issuer as Exhibit 10.52 to the Form 8-K filed with the Securities and Exchange Commission on April 13, 2009, and incorporated herein by reference), to that certain Debenture Purchase Agreement, dated September 30, 2008, by and among the Company and certain investors. This warrant (the form of which was filed by the Issuer as Exhibit 10.54 to the Form 8-K filed with the Securities and Exchange Commission on April 13, 2009, and incorporated herein by reference) has a five-year term, subject to early termination upon the occurrence of certain events, and an exercise price of $0.028 per share.
- [F6]This warrant is held by Hultquist Capital LLC ("Hultquist") of which the Reporting Person is a member and a managing director. The Reporting Person, as a member and a managing director of Hultquist, may be deemed to have shared power to vote or direct the vote of, and to dispose or direct the disposition of, the securities of the Issuer held by Hultquist. The Reporting Person disclaims beneficial ownership of the securities directly held by Hultquist, except to the extent of his pecuniary interest therein.
Documents
Issuer
INTRAOP MEDICAL CORP
CIK 0001120817
Entity typeother
Related Parties
1- filerCIK 0001410644
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 9:34 PM ET
- Size
- 14.7 KB