5//SEC Filing
Zimlich Joseph C 5
Accession 0001209191-09-021584
CIK 0001233275other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 3:23 PM ET
Size
9.0 KB
Accession
0001209191-09-021584
Insider Transaction Report
Form 5
Zimlich Joseph C
Director
Transactions
- Purchase
Common Stock
2006-12-06$1.30/sh+28,275$36,758→ 28,275 total(indirect: By LLC) - Conversion
Common Stock
2008-06-30$0.62/sh+4,094$2,538→ 4,094 total - Conversion
Common Stock
2008-06-30$0.30/sh+312,500$93,750→ 312,500 total
Footnotes (2)
- [F1]The reporting person converted 17,000 shares of Series A Convertible Preferred Stock on June 30, 2008, at a conversion price negotiated between the reporting person and the Issuer of $0.30 per share, resulting in his acquisition of 675,000 shares of the Issuer's Common Stock. As of July 21, 2008, the Issuer effected a two-for-one reverse stock split, the result of which is that the reporting person now holds 312,500 shares of the Issuer's Common Stock.
- [F2]In connection with the conversion of the Series A Convertible Preferred Stock, the Issuer paid $5,066 of accrued but unpaid dividends through the issuance of 8,187 common shares. Due to the above-mentioned reverse stock split, the reporting person now holds 4,094 common shares.
Documents
Issuer
CAPTERRA FINANCIAL GROUP, INC.
CIK 0001233275
Entity typeother
Related Parties
1- filerCIK 0001379962
Filing Metadata
- Form type
- 5
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 3:23 PM ET
- Size
- 9.0 KB