Zimlich Joseph C 5
5 · CAPTERRA FINANCIAL GROUP, INC. · Filed Apr 15, 2009
Insider Transaction Report
Form 5
Zimlich Joseph C
Director
Transactions
- Purchase
Common Stock
2006-12-06$1.30/sh+28,275$36,758→ 28,275 total(indirect: By LLC) - Conversion
Common Stock
2008-06-30$0.62/sh+4,094$2,538→ 4,094 total - Conversion
Common Stock
2008-06-30$0.30/sh+312,500$93,750→ 312,500 total
Footnotes (2)
- [F1]The reporting person converted 17,000 shares of Series A Convertible Preferred Stock on June 30, 2008, at a conversion price negotiated between the reporting person and the Issuer of $0.30 per share, resulting in his acquisition of 675,000 shares of the Issuer's Common Stock. As of July 21, 2008, the Issuer effected a two-for-one reverse stock split, the result of which is that the reporting person now holds 312,500 shares of the Issuer's Common Stock.
- [F2]In connection with the conversion of the Series A Convertible Preferred Stock, the Issuer paid $5,066 of accrued but unpaid dividends through the issuance of 8,187 common shares. Due to the above-mentioned reverse stock split, the reporting person now holds 4,094 common shares.