4//SEC Filing
KUMARIA SHYAM K 4
Accession 0001209191-09-022869
CIK 0000831547other
Filed
Apr 26, 8:00 PM ET
Accepted
Apr 27, 3:43 PM ET
Size
16.3 KB
Accession
0001209191-09-022869
Insider Transaction Report
Form 4
KUMARIA SHYAM K
Vice President Finance
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2009-04-23$1.15/sh−50,000$57,500→ 0 totalExercise: $6.20Exp: 2013-12-09→ Common Stock (50,000 underlying) - Disposition to Issuer
Common Stock (Right to Buy)
2009-04-23$1.15/sh−100,000$115,000→ 0 totalExercise: $5.91Exp: 2016-12-08→ Common Stock (100,000 underlying) - Disposition to Issuer
Common Stock (Right to Buy)
2009-04-23$1.15/sh−50,000$57,500→ 0 totalExercise: $6.66Exp: 2015-01-03→ Common Stock (50,000 underlying) - Disposition to Issuer
Common Stock (Right to Buy)
2009-04-23$1.15/sh−75,000$86,250→ 0 totalExercise: $6.90Exp: 2017-07-20→ Common Stock (75,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-04-23$1.15/sh−75,000$86,250→ 0 totalExercise: $6.05Exp: 2014-07-10→ Common Stock (75,000 underlying)
Footnotes (6)
- [F1]The shares underlying this stock option vested in equal 25% increments every 6 months from the Grant Date of December 9, 2003 over 2 years. As of April 23, 2009, the shares underlying this stock option had vested.
- [F2]This stock option was cancelled by the mutual agreement of the reporting person and the issuer pursuant to the issuer's tender offer filed on Schedule TO (the "Schedule TO") dated March 23, 2009, as filed with the Securities and Exchange Commission (the "SEC") on March 23, 2009, as amended by Amendment No. 1 and Amendment No. 2 to Schedule TO filed with the SEC on April 9, 2009 and April 24, 2009, respectively.
- [F3]The shares underlying this stock option vested in equal increments every six months from the Grant Date of July 10, 2004 over 2 years. As of April 23, 2009, the shares underlying this stock option had vested.
- [F4]The shares underlying this stock option vested in equal 25% increments every 12 months commencing on the Grant Date of January 3, 2005 over 3 years. As of April 23, 2009, the shares underlying this stock option had vested.
- [F5]The shares underlying this stock option grant vested in equal 25% increments commencing on the Grant Date of December 8, 2006 over 3 years. As of April 23, 2009, 75,000 shares underlying this stock option had vested.
- [F6]The shares underlying this stock option vested in equal 25% increments commencing on the Grant Date of July 20, 2007 over 3 years. As of April 23, 2009, 37,500 of the shares underlying this stock option had vested.
Documents
Issuer
SPECTRUM PHARMACEUTICALS INC
CIK 0000831547
Entity typeother
Related Parties
1- filerCIK 0001272545
Filing Metadata
- Form type
- 4
- Filed
- Apr 26, 8:00 PM ET
- Accepted
- Apr 27, 3:43 PM ET
- Size
- 16.3 KB