Home/Filings/4/0001209191-09-024851
4//SEC Filing

Baldwin Nancy 4

Accession 0001209191-09-024851

CIK 0000883107other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 6:45 PM ET

Size

14.0 KB

Accession

0001209191-09-024851

Insider Transaction Report

Form 4
Period: 2009-05-04
Baldwin Nancy
VP Human Resources & IT
Transactions
  • Award

    Common Stock (right to buy)

    2009-05-04$1.02/sh+30,000$30,60030,000 total
    Exercise: $1.02From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
Holdings
  • Common Stock

    494
  • Common Stock (right to buy)

    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06Common Stock (9,000 underlying)
    9,000
  • Common Stock (right to buy)

    Exercise: $5.55From: 2005-10-11Exp: 2014-10-11Common Stock (3,000 underlying)
    3,000
  • Common Stock (right to buy)

    Exercise: $6.01From: 2007-09-27Exp: 2016-09-27Common Stock (7,500 underlying)
    7,500
  • Common Stock (right to buy)

    Exercise: $3.14From: 2009-05-12Exp: 2018-05-12Common Stock (15,000 underlying)
    15,000
  • Common Stock (right to buy)

    Exercise: $11.63From: 2001-11-20Exp: 2010-11-20Common Stock (10,000 underlying)
    10,000
  • Common Stock (right to buy)

    Exercise: $6.65From: 2003-01-03Exp: 2012-01-03Common Stock (6,000 underlying)
    6,000
Footnotes (2)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in five equal anual installments.
  • [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeother

Related Parties

1
  • filerCIK 0001446736

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 6:45 PM ET
Size
14.0 KB