4//SEC Filing
KNOOP STEPHEN J 4
Accession 0001209191-09-026295
CIK 0000110621other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 4:56 PM ET
Size
18.9 KB
Accession
0001209191-09-026295
Insider Transaction Report
Form 4
KNOOP STEPHEN J
Sr. VP-Corporate Development
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2009-05-11$9.26/sh+18,150$168,069→ 117,291 total - Sale
Common Stock, $0.01 par value
2009-05-11$14.23/sh−18,150$258,231→ 99,141 total - Sale
Common Stock, $0.01 par value
2009-05-11$14.26/sh−8,000$114,082→ 91,141 total - Exercise/Conversion
Stock Option (Right to Buy)
2009-05-11−5,925→ 137,225 totalExercise: $9.26From: 2005-02-01Exp: 2011-02-01→ Common Stock (5,925 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2009-05-11−12,225→ 125,000 totalExercise: $9.26Exp: 2011-02-01→ Common Stock (12,225 underlying)
Holdings
- 100,000
Stock Appreciation Rights
→ Common Stock (100,000 underlying) - 3,164(indirect: By 401(k))
Common Stock, $0.01 par value
- 725
Phantom Stock
→ Common Stock (725 underlying)
Footnotes (10)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $14.21 - $14.28. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F10]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2008 and expire 10 years from the date of grant.
- [F2]Includes an aggregate of 9,993 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 4,815 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 24,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 35,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of May 11, 2009 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]The option vested equally on February 1, 2003, 2004 and 2005.
- [F5]Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1999 and 2004 and expire 10 years from the date of grant.
- [F6]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F7]1-for-1
- [F8]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- [F9]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224031
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 4:56 PM ET
- Size
- 18.9 KB