4//SEC Filing
CRUZ RALPH L 4
Accession 0001209191-09-026810
CIK 0001111559other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 10:20 AM ET
Size
9.1 KB
Accession
0001209191-09-026810
Insider Transaction Report
Form 4
CRUZ RALPH L
Director
Transactions
- Sale
Common Stock
2009-05-13$7.09/sh−17,000$120,539→ 1,954,468 total(indirect: Partner) - Sale
Common Stock
2009-05-14$7.15/sh−45,000$321,813→ 1,909,468 total(indirect: Partner)
Holdings
- 1,950,000(indirect: Partner)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RLCF-I 1997 Limited Partnership on April 27, 2009.
- [F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $6.92 to $7.22. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F3]Shares owned by RLCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by Ralph L. Cruz and the limited partners of which are Ralph L. Cruz (93.594% partnership interest) and his spouse (5.406% partnership interest).
- [F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.01 to $7.26. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F5]Shares owned by RLCF-II 1997 Limited Partnership, which is 100% beneficially owned by Ralph L. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.
Documents
Issuer
TRADESTATION GROUP INC
CIK 0001111559
Entity typeother
Related Parties
1- filerCIK 0001052105
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 10:20 AM ET
- Size
- 9.1 KB