CRUZ RALPH L 4

4 · TRADESTATION GROUP INC · Filed May 15, 2009

Form 4

Period: 2009-05-13

Director

Transactions

Sale
Common Stock
2009-05-13$7.09/sh−17,000$120,539→ 1,954,468 total(indirect: Partner)
Sale
Common Stock
2009-05-14$7.15/sh−45,000$321,813→ 1,909,468 total(indirect: Partner)

Holdings

Footnotes (5)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RLCF-I 1997 Limited Partnership on April 27, 2009.
[F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $6.92 to $7.22. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
[F3]Shares owned by RLCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by Ralph L. Cruz and the limited partners of which are Ralph L. Cruz (93.594% partnership interest) and his spouse (5.406% partnership interest).
[F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.01 to $7.26. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
[F5]Shares owned by RLCF-II 1997 Limited Partnership, which is 100% beneficially owned by Ralph L. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.

Documents

1 file