Home/Filings/4/0001209191-09-026811
4//SEC Filing

CRUZ WILLIAM R 4

Accession 0001209191-09-026811

CIK 0001111559other

Filed

May 14, 8:00 PM ET

Accepted

May 15, 10:21 AM ET

Size

10.5 KB

Accession

0001209191-09-026811

Insider Transaction Report

Form 4
Period: 2009-05-13
Transactions
  • Sale

    Common Stock

    2009-05-13$7.09/sh17,000$120,5863,841,738 total(indirect: Partner)
  • Sale

    Common Stock

    2009-05-14$7.16/sh45,000$322,4123,796,738 total(indirect: Partner)
Holdings
  • Common Stock

    (indirect: Partner)
    200,000
  • Common Stock

    (indirect: By Spouse)
    850
  • Common Stock

    100
Footnotes (6)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by WRCF-I 1997 Limited Partnership on April 27, 2009.
  • [F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $6.92 to $7.25. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
  • [F3]Shares owned by WRCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by William R. Cruz and the 99% limited partner of which is William R. Cruz.
  • [F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.01 to $7.28. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
  • [F5]Shares owned by WRCF-II 1997 Limited Partnership, which is 100% beneficially owned by William R. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.
  • [F6]Shares owned by Patricia Cruz, the wife of William R. Cruz. William R. Cruz disclaims beneficial ownership of these shares.

Issuer

TRADESTATION GROUP INC

CIK 0001111559

Entity typeother

Related Parties

1
  • filerCIK 0001052104

Filing Metadata

Form type
4
Filed
May 14, 8:00 PM ET
Accepted
May 15, 10:21 AM ET
Size
10.5 KB