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4//SEC Filing

CRUZ RALPH L 4

Accession 0001209191-09-028009

CIK 0001111559other

Filed

May 20, 8:00 PM ET

Accepted

May 21, 12:10 PM ET

Size

9.1 KB

Accession

0001209191-09-028009

Insider Transaction Report

Form 4
Period: 2009-05-19
CRUZ RALPH L
Director
Transactions
  • Sale

    Common Stock

    2009-05-19$7.70/sh38,000$292,5961,808,468 total(indirect: Partner)
  • Sale

    Common Stock

    2009-05-20$7.77/sh30,000$233,0431,778,468 total(indirect: Partner)
Holdings
  • Common Stock

    (indirect: Partner)
    1,950,000
Footnotes (5)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RLCF-I 1997 Limited Partnership on April 27, 2009.
  • [F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.54 to $7.83. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
  • [F3]Shares owned by RLCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by Ralph L. Cruz and the limited partners of which are Ralph L. Cruz (93.594% partnership interest) and his spouse (5.406% partnership interest).
  • [F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.71 to $7.83. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
  • [F5]Shares owned by RLCF-II 1997 Limited Partnership, which is 100% beneficially owned by Ralph L. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.

Issuer

TRADESTATION GROUP INC

CIK 0001111559

Entity typeother

Related Parties

1
  • filerCIK 0001052105

Filing Metadata

Form type
4
Filed
May 20, 8:00 PM ET
Accepted
May 21, 12:10 PM ET
Size
9.1 KB