CRUZ WILLIAM R 4
4 · TRADESTATION GROUP INC · Filed May 21, 2009
Insider Transaction Report
Form 4
CRUZ WILLIAM R
Director
Transactions
- Sale
Common Stock
2009-05-20$7.77/sh−30,000$233,073→ 3,665,738 total(indirect: Partner) - Sale
Common Stock
2009-05-19$7.70/sh−38,000$292,410→ 3,695,738 total(indirect: Partner)
Holdings
- 200,000(indirect: Partner)
Common Stock
- 100
Common Stock
- 850(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by WRCF-I 1997 Limited Partnership on April 27, 2009.
- [F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.54 to $7.84. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F3]Shares owned by WRCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by William R. Cruz and the 99% limited partner of which is William R. Cruz.
- [F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.71 to $7.83. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F5]Shares owned by WRCF-II 1997 Limited Partnership, which is 100% beneficially owned by William R. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.
- [F6]Shares owned by Patricia Cruz, the wife of William R. Cruz. William R. Cruz disclaims beneficial ownership of these shares.