4//SEC Filing
CRUZ RALPH L 4
Accession 0001209191-09-029744
CIK 0001111559other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 11:56 AM ET
Size
9.1 KB
Accession
0001209191-09-029744
Insider Transaction Report
Form 4
CRUZ RALPH L
Director
Transactions
- Sale
Common Stock
2009-05-28$7.93/sh−40,000$317,104→ 1,643,568 total(indirect: Partner) - Sale
Common Stock
2009-05-29$8.03/sh−16,500$132,508→ 1,627,068 total(indirect: Partner)
Holdings
- 1,950,000(indirect: Partner)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by RLCF-I 1997 Limited Partnership on April 27, 2009.
- [F2]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.66 to $8.06. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F3]Shares owned by RLCF-I 1997 Limited Partnership, the 1% general partner of which is a Texas corporation that is wholly owned by Ralph L. Cruz and the limited partners of which are Ralph L. Cruz (93.594% partnership interest) and his spouse (5.406% partnership interest).
- [F4]This represents the weighted average sale price for the transactions reported on this line. The shares were sold at prices ranging from $7.84 to $8.12. Upon request by the Securities and Exchange Commission, the company will provide full information regarding the number of shares sold at each separate price.
- [F5]Shares owned by RLCF-II 1997 Limited Partnership, which is 100% beneficially owned by Ralph L. Cruz. This partnership engaged in no purchase or sale transactions regarding the shares.
Documents
Issuer
TRADESTATION GROUP INC
CIK 0001111559
Entity typeother
Related Parties
1- filerCIK 0001052105
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 11:56 AM ET
- Size
- 9.1 KB