Home/Filings/4/0001209191-09-030530
4//SEC Filing

Burlingame Robert 4

Accession 0001209191-09-030530

CIK 0001367083other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 5:29 PM ET

Size

10.0 KB

Accession

0001209191-09-030530

Insider Transaction Report

Form 4
Period: 2009-06-01
Transactions
  • Purchase

    Warrant (right to buy)

    2009-06-01+333,333927,222 total
    Exercise: $1.87From: 2009-12-01Exp: 2014-12-01Common Stock (333,333 underlying)
  • Purchase

    Common Stock

    2009-06-01$1.17/sh+569,801$666,667859,034 total
  • Purchase

    Warrant (right to buy)

    2009-06-01+444,4451,371,667 total
    Exercise: $1.13From: 2009-12-01Exp: 2012-12-01Common Stock (444,445 underlying)
Footnotes (2)
  • [F1]The reporting person received these securities as part of the second tranche of securities issued in accordance with the Issuer's private placement on February 24, 2009.
  • [F2]Number of derivative securities beneficially owned includes 5,000 additional shares of common stock underlying options previously granted on September 2, 2008 which shares vest as to 1,250 on each of June 2, 2009, July 2, 2009, August 2, 2009 and September 2, 2009.

Issuer

Oculus Innovative Sciences, Inc.

CIK 0001367083

Entity typeother

Related Parties

1
  • filerCIK 0001383295

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:29 PM ET
Size
10.0 KB