4//SEC Filing
LEBOW STEVEN E 4
Accession 0001209191-09-031636
CIK 0001403568other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 3:46 PM ET
Size
9.6 KB
Accession
0001209191-09-031636
Insider Transaction Report
Form 4
LEBOW STEVEN E
Director10% Owner
Transactions
- Other
Common Stock
2009-06-08+633→ 82,490 total
Holdings
- 92,295(indirect: By Trust)
Common Stock
- 92,295(indirect: By Trust)
Common Stock
- 10,991,153(indirect: See Footnotes)
Common Stock
- 670,569(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]On June 8, 2009, Oak VII Affiliates Fund, L.P. ("Oak VII Affiliates") made an in-kind distribution, without any additional consideration, of Common Stock to the limited and general partners of Oak VII Affiliates. Steven E. Lebow received 633 shares in connection with the distribution.
- [F2]GRP II, L.P. ("GRP II") holds 6,927,494 shares; GRP II Investors, L.P. ("GRP II Investors") holds 535,042 shares; GRP II Partners, L.P. ("GRP II Partners") holds 196,741 shares; GRP Management Services Corp. ("GRPMSC") holds an aggregate of 649,768 shares as escrow agent for GRP II, GRP II Investors and GRP II Partners; and Global Retail Partners, L.P. ("GRP I") holds 2,682,108 shares. GRPVC, L.P. ("GRPVC") is the general partner of each of GRP II and GRP II Partners, and GRPMSC is the general partner of GRPVC and GRP II Investors. Steven E. Lebow, Yves Sisteron and Herve J.F. Defforey are members, together with Steven Dietz and Brian McLoughlin, of the investment committee of GRP II, GRP II Investors and GRP II Partners.
- [F3]As a result, each of Messrs. Lebow, Sisteron and Defforey may be deemed to possess indirect beneficial ownership of the shares owned by GRP II, GRP II Investors and GRP II Partners. Pursuant to contractual arrangements, GRPMSC also appoints a majority of the investment committee members of GRP I. Mr. Lebow and Mr. Sisteron own capital stock which represents a majority of the voting stock of GRPMSC and control its actions. As a result, Mr. Lebow and Mr. Sisteron may also be deemed to possess indirect shared beneficial ownership of the shares owned by GRP I. Messrs. Lebow, Sisteron and Defforey disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein.
Documents
Issuer
Ulta Salon, Cosmetics & Fragrance, Inc.
CIK 0001403568
Entity typeother
Related Parties
1- filerCIK 0001198909
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 3:46 PM ET
- Size
- 9.6 KB