4//SEC Filing
Schwartz Jeffrey B 4
Accession 0001209191-09-033316
CIK 0001282398other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 6:01 PM ET
Size
6.7 KB
Accession
0001209191-09-033316
Insider Transaction Report
Form 4
WCA WASTE CORPWCAA
Schwartz Jeffrey B
Director
Transactions
- Award
Common Stock
2009-06-18+6,316→ 12,632 total
Footnotes (3)
- [F1]Consists of shares of restricted stock granted under the Issuer's Third Amended and Restated 2004 Incentive Plan. These restricted shares will vest in full on June 18, 2010.
- [F2]These securities are held by Mr. Schwartz (the "Reporting Person") for the benefit of Ares Management LLC ("Ares Management") and certain entities managed by or affiliated with Ares Management (together with Ares Management, the "Ares Entities"). The Reporting Person is associated with Ares Management and certain of the other Ares Entities. Pursuant to the policies of the Ares Entities, the Reporting Person must hold these securities as a nominee on behalf of, and for the sole benefit of, Ares Management. The Reporting Person disclaims beneficial ownership of these securities (except to the extent of any pecuniary interest therein) and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any interest in, any such securities not directly owned by the Reporting Person for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
- [F3]Amounts reported in this Form 4 do not include any securities of the Issuer held by Ares Corporate Opportunities Fund II, L.P. ("ACOF II"), an affiliate of Ares Management, or any of the other Ares Entities. The Reporting Person disclaims beneficial ownership of all securities of the Issuer directly and indirectly held by ACOF II and any other Ares Entities, except to the extent of any pecuniary interest therein. The amounts reported herein shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any interest in, any such securities not directly owned by the Reporting Person for purposes of Section 16 of the Exchange Act or for any other purpose.
Documents
Issuer
WCA WASTE CORP
CIK 0001282398
Entity typeother
Related Parties
1- filerCIK 0001338586
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 6:01 PM ET
- Size
- 6.7 KB