4//SEC Filing
LILLIS JAMES 4
Accession 0001209191-09-034740
CIK 0001050112other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 8:47 PM ET
Size
22.1 KB
Accession
0001209191-09-034740
Insider Transaction Report
Form 4
LILLIS JAMES
Chief Financial Officer
Transactions
- Other
Common Stock
2009-06-30−162→ 14,276 total - Conversion
Restricted Stock Unit
2009-06-30−4,783→ 9,567 total(indirect: By BLK)From: 2009-06-30Exp: 2011-06-30→ Common Stock (4,783 underlying) - Conversion
Restricted Stock Unit
2009-06-30−3,060→ 3,060 total(indirect: By BLK)From: 2008-06-30Exp: 2010-06-30→ Common Stock (3,060 underlying) - Conversion
Common Stock
2009-06-30+3,060→ 17,336 total - Other
Common Stock
2009-06-30−1,453→ 15,883 total - Conversion
Restricted Stock Unit
2009-06-30−340→ 0 total(indirect: By BLK)From: 2007-06-30Exp: 2009-06-30→ Common Stock (340 underlying) - Other
Common Stock
2009-06-30−2,271→ 18,395 total - Conversion
Common Stock
2009-06-30+4,783→ 20,666 total - Conversion
Common Stock
2009-06-30+340→ 14,438 total
Footnotes (9)
- [F1]In 2006, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F2]Shares of the Company's common stock withheld by the Manager to satisfy the reporting person's tax withholding obligations, calculated based on the closing price of the Company's common stock on June 29, 2009 ($0.66).
- [F3]In 2007, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F4]In 2008, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F5]1-for-1
- [F6]Vests one-third on each of the first, second and third anniversaries of June 30, 2006.
- [F7]Held in trust by BlackRock, Inc.
- [F8]Vests one-third on each of the first, second and third anniversaries of June 30, 2007.
- [F9]Vests one-third on each of the first, second and third anniversaries of June 30, 2008.
Documents
Issuer
ANTHRACITE CAPITAL INC
CIK 0001050112
Entity typeother
Related Parties
1- filerCIK 0001311366
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 8:47 PM ET
- Size
- 22.1 KB