SHEA RICHARD M 4
4 · ANTHRACITE CAPITAL INC · Filed Jul 1, 2009
Insider Transaction Report
Form 4
SHEA RICHARD M
President & COO
Transactions
- Other
Common Stock
2009-06-30−2,690→ 91,058 total - Conversion
Common Stock
2009-06-30+870→ 87,626 total - Conversion
Restricted Stock Unit
2009-06-30−6,483→ 6,484 total(indirect: By BLK)From: 2008-06-30Exp: 2010-06-30→ Common Stock (6,483 underlying) - Conversion
Common Stock
2009-06-30+9,591→ 100,649 total - Conversion
Restricted Stock Unit
2009-06-30−9,591→ 19,183 total(indirect: By BLK)From: 2009-06-30Exp: 2011-06-30→ Common Stock (9,591 underlying) - Other
Common Stock
2009-06-30−361→ 87,265 total - Other
Common Stock
2009-06-30−3,979→ 96,670 total - Conversion
Restricted Stock Unit
2009-06-30−870→ 0 total(indirect: By BLK)From: 2007-06-30Exp: 2009-06-30→ Common Stock (870 underlying) - Conversion
Common Stock
2009-06-30+6,483→ 93,748 total
Footnotes (9)
- [F1]In 2006, BlackRock Financial Management, Inc. (the "Manager"), the manager of Anthracite Capital, Inc. (the "Company"), granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F2]Shares of the Company's common stock withheld by the Manager to satisfy the reporting person's tax withholding obligations, calculated based on the closing price of the Company's common stock on June 29, 2009 ($0.66).
- [F3]In 2007, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F4]In 2008, the Manager granted Restricted Stock Units in respect of shares of the Company's common stock to the reporting person under the BlackRock, Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of the Company's common stock or the cash value thereof.
- [F5]1-for-1
- [F6]Vests one-third on each of the first, second and third anniversaries of June 30, 2006.
- [F7]Held in trust by BlackRock, Inc.
- [F8]Vests one-third on each of the first, second and third anniversaries of June 30, 2007.
- [F9]Vests one-third on each of the first, second and third anniversaries of June 30, 2008.