4//SEC Filing
Yomtov Barry 4
Accession 0001209191-09-037051
CIK 0001389072other
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 1:43 PM ET
Size
6.1 KB
Accession
0001209191-09-037051
Insider Transaction Report
Form 4
Yomtov Barry
VP, Engineering
Transactions
- Sale
Common Stock
2009-07-17$22.59/sh−269$6,077→ 445 total
Footnotes (2)
- [F1]The reporting person sold 269 shares of common stock and utilized the sale proceeds to pay all taxes related to the vesting of certain shares of restricted stock on July 6, 2009 (which vesting was previously reported on a Form 4). The sale was affected pursuant to a pre-arranged program undertaken by the Company's transfer agent (Computershare) on July 17. 2009. Pursuant to this program, the sale of common stock to satisfy the tax obligations occurred automatically upon vesting and the reporting person was not required to take any actions to affect the sale.
- [F2]The sale was executed in the form of the Company's Chess Depository Interests ("CDI's"), trading on the Australian Securities Exchange, and as such the sale price of $22.59 has been converted to a USD equivalent, adjusting for the ratio of 1 share of common stock per 35 CDI's, and the exchange rate on the date of the transaction.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001404225
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 1:43 PM ET
- Size
- 6.1 KB