GOLDSMITH DAVID L 4
4 · ENDOCARE INC · Filed Jul 29, 2009
Insider Transaction Report
Form 4
ENDOCARE INCENDO
GOLDSMITH DAVID L
Director
Transactions
- Exercise/Conversion
Common Stock
2009-07-27+9,202→ 9,202 total - Exercise/Conversion
Common Stock
2009-07-27+85,255→ 94,457 total - Disposition from Tender
Common Stock
2009-07-27$1.35/sh−1,000$1,350→ 0 total(indirect: See footnote) - Disposition from Tender
Common Stock
2009-07-27−94,457→ 0 total - Exercise/Conversion
Deferred stock units
2009-07-27−85,255→ 0 total→ Common Stock (85,255 underlying) - Exercise/Conversion
Restricted stock units
2009-07-27−9,202→ 0 total→ Common Stock (9,202 underlying)
Footnotes (4)
- [F1]Reflects shares that became issuable as a result of the acceleration of the "payout date" of restricted stock units pursuant to the Agreement and Plan of Merger by and among Endocare, Inc., HealthTronics, Inc. and HT Acquisition, Inc. (the "Merger Agreement").
- [F2]Reflects shares that became issuable as a result of the acceleration of the "payout date" of deferred stock units pursuant to the Merger Agreement.
- [F3]The per share price at which the shares were sold is approximately 0.7548 of a share of HealthTronics Common Stock and approximately $0.04 in cash.
- [F4]Consists of 500 shares held by Mr. Goldsmith, as trustee of the Leah Goldsmith Trust dated January 24, 1998, 250 shares held by Mr. Goldsmith, as trustee as the Aaron Goldsmith Trust dated January 24, 1998 and 250 shares held by Aaron Goldsmith, Mr. Goldsmith's son.