4//SEC Filing
FOX JOHN W JR 4
Accession 0001209191-09-038936
CIK 0001310243other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:11 PM ET
Size
14.1 KB
Accession
0001209191-09-038936
Insider Transaction Report
Form 4
FOX JOHN W JR
Director
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2009-07-31−4,000→ 0 totalExercise: $19.00Exp: 2015-02-14→ Common Stock (4,000 underlying) - Disposition to Issuer
Common Stock
2009-07-31−18,661→ 0 total - Disposition to Issuer
Restricted Stock Units
2009-07-31−6,018→ 0 total→ Common Stock (6,018 underlying)
Footnotes (4)
- [F1]This includes 6,514 shares of restricted stock and 2,147 restricted stock units.
- [F2]Disposed of pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. ("Alpha") and Foundation Coal Holdings, Inc. (which was renamed Alpha Natural Resources, Inc. in connection with the merger, "New Alpha"), dated May 11, 2009 (the "Merger Agreement"), in exchange for 10,000 shares of New Alpha common stock, 6,514 shares of New Alpha restricted stock and 2,147 New Alpha restricted stock units, which restricted stock and restricted stock unit awards are subject to the same terms and conditions as their predecessor awards. On the effective date of the merger, the closing price of Alpha common stock was $33.31 per share, and the closing price of Foundation Coal Holdings, Inc. common stock was $35.93 per share.
- [F3]This option, which provided for vesting of the 10,000 shares of Alpha common stock originally subject thereto in five equal annual installments beginning February 14, 2006, was assumed by New Alpha in the merger and replaced with an option to purchase 4,000 shares of New Alpha common stock (the number of shares which remained unexercised under the original option) with an exercise price of $19.00 per share.
- [F4]Each restricted stock unit represented the right to receive one share of Alpha common stock pursuant to Director Deferred Compensation Agreements entered into under Alpha's 2005 Long-Term Incentive Plan. Each restricted stock unit was disposed of pursuant to the Merger Agreement in exchange for one New Alpha restricted stock unit, which represents the right to receive one share of New Alpha common stock on the same terms and conditions.
Issuer
Alpha Natural Resources, Inc./Old
CIK 0001310243
Entity typeother
Related Parties
1- filerCIK 0001187177
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 6:11 PM ET
- Size
- 14.1 KB