Home/Filings/4/0001209191-09-038972
4//SEC Filing

FOX JOHN W JR 4

Accession 0001209191-09-038972

CIK 0001301063other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 6:29 PM ET

Size

15.6 KB

Accession

0001209191-09-038972

Insider Transaction Report

Form 4
Period: 2009-07-31
Transactions
  • Award

    Common Stock

    2009-08-03+72119,382 total
  • Award

    Common Stock

    2009-07-31+18,66118,661 total
  • Award

    Restricted Stock Units

    2009-07-31+6,0186,018 total
    Common Stock (6,018 underlying)
  • Award

    Stock Option (right to buy)

    2009-07-31+4,0004,000 total
    Exercise: $19.00Exp: 2015-02-14Common Stock (4,000 underlying)
Footnotes (6)
  • [F1]This includes 10,000 shares of common stock, 6,514 shares of restricted stock and 2,147 restricted stock units received in connection with the merger of the entity formerly known as Alpha Natural Resources, Inc. ("Old Alpha") with and into Foundation Coal Holdings, Inc., which immediately after the merger changed its name to "Alpha Natural Resources, Inc." (the "Issuer").
  • [F2]On the effective date of the merger, the closing price of Old Alpha common stock was $33.31 per share, and the closing price of Foundation Coal Holdings, Inc. common stock was $35.93 per share.
  • [F3]Restricted stock unit award under the Issuer's 2005 Long-Term Incentive Plan. The award will vest six months after the date the reporting person separates from service with the Issuer.
  • [F4]Received in the merger in exchange for a stock option to acquire 4,000 shares of Old Alpha common stock (the number of shares which remained unexercised under the original option) with an exercise price of $19.00 per share.
  • [F5]The option vests in two equal annual installments beginning February 14, 2009.
  • [F6]Each restricted stock unit represents the right to receive one share of Issuer common stock pursuant to Director Deferred Compensation Agreements under the Issuer's 2005 Long-Term Incentive Plan. Each restricted stock unit was acquired in connection with the merger for one Old Alpha restricted stock unit, which represented the right to receive one share of Old Alpha common stock.

Issuer

Alpha Natural Resources, Inc.

CIK 0001301063

Entity typeother

Related Parties

1
  • filerCIK 0001187177

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:29 PM ET
Size
15.6 KB