4//SEC Filing
FIFTH BERKSHIRE ASSOCIATES LLC 4
Accession 0001209191-09-039011
CIK 0001295557other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 8:01 PM ET
Size
20.1 KB
Accession
0001209191-09-039011
Insider Transaction Report
Form 4
FIFTH BERKSHIRE ASSOCIATES LLC
10% Owner
Transactions
- Other
Common Stock
2009-08-04$7.97/sh−203,108$1,617,958→ 703,833 total - Other
Common Stock
2009-08-04$7.97/sh−1,978,712$15,762,420→ 6,856,860 total(indirect: See Footnote) - Other
Common Stock
2009-08-04$7.97/sh−1,818,180$14,483,622→ 6,300,566 total(indirect: See Footnote) - Other
Common Stock
2009-08-04$7.97/sh+175,398$1,397,220→ 489,164 total
Footnotes (6)
- [F1]On August 4, 2009, Berkshire Fund V, Limited Partnership ("Fund V"), Berkshire Fund VI, Limited Partnership ("Fund VI"), and Berkshire Investors LLC ("Investors") distributed a total of 4,000,000 shares of common stock of the Issuer (the "Common Stock") pro rata to the partners and members of Fund V, Fund VI and Investors, of which 1,818,180 were directly held by Fund V, 1,978,712 were directly held by Fund VI, and 203,108 were directly held by Investors.
- [F2]The price listed in the table above is the designated price per share distributed in the pro rata distribution pursuant to the governing documents of Fund V, Fund VI and Investors. No consideration was paid to Fund V, Fund VI, or Investors in connection with the distribution.
- [F3]Fifth Berkshire Associates LLC ("FBA"), as the sole general partner of Fund V, may be deemed to share voting and dispositive power with respect to the 6,300,566 shares of common stock directly held by Fund V. FBA disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest in such shares.
- [F4]Sixth Berkshire Associates LLC ("SBA"), as the sole general partner of Fund VI may be deemed to share voting and dispositive power with respect to the 6,856,860 shares of common stock directly held by Fund VI. SBA disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest in such shares.
- [F5]Investors directly holds 703,833 shares of common stock and may be deemed to be, but does not admit to be, a member of a "group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Exchange Act".
- [F6]On August 4, 2009, Berkshire Partners LLC ("Partners"), received 175,398 shares of Common Stock from a pro rata distribution by Fund VI . Partners directly holds 489,164 shares of common stock and may be deemed to be, but does not admit to be, a member of a "group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Exchange Act".
Documents
Issuer
BARE ESCENTUALS INC
CIK 0001295557
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001267860
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 8:01 PM ET
- Size
- 20.1 KB