SWOBODA JELMER G 4
4 · BANK MUTUAL CORP · Filed Aug 7, 2009
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
SWOBODA JELMER G
Director
Transactions
- Exercise/Conversion
Option to buy
2009-08-06$3.21/sh−37,372$119,800→ 0 totalExercise: $3.21Exp: 2011-05-08→ Common Stock (0 underlying) - Sale
Common Stock
2009-08-06$9.50/sh−37,372$355,094→ 0 total - Exercise/Conversion
Common Stock
2009-08-06$3.21/sh+37,372$119,800→ 37,372 total
Holdings
- 152,338(indirect: By Trust)
Common Stock
- 80,000
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (80,000 underlying)
Footnotes (2)
- [F1]The weighted average of the trades that occured on August 6, 2009 was $9.50159. Prices ranged from a high of $9.68 to a low of $9.34 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- [F2]Directors Stock Option. The option is fully vested.