4/A//SEC Filing
GLOBAL RETAIL PARTNERS LP 4/A
Accession 0001209191-09-039760
CIK 0001403568other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 2:40 PM ET
Size
22.4 KB
Accession
0001209191-09-039760
Insider Transaction Report
Form 4/AAmended
GRP II, L.P.
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
GLOBAL RETAIL PARTNERS LP
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
GRP II Investors, L.P.
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
GRP AQ, L.P.
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
GRPVC III, L.P.
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
GRP II Partners, L.P.
10% Owner
Transactions
- Other
Common Stock
2009-07-07−2,682,108→ 9,739,792 total(indirect: See Footnotes (1)(2)(3)(4))
Footnotes (4)
- [F1]On July 7, 2009, in connection with its liquidation and winding up, Global Retail Partners, L.P. ("GPR I") made an in-kind distribution, without any additional consideration, of all 2,682,108 of its shares of Common Stock to the limited and general partners of GRP I. The agreement pursuant to which GRP Management Services Corp. ("GRPMSC") shared voting and investment power with respect to such shares was terminated on June 26, 2009. Please see footnotes 2 and 3 below for more information regarding GRPMSC.
- [F2]Following this transaction, GRP II, L.P. ("GRP II") held 6,927,494 shares; GRP II Investors, L.P. ("GRP II Investors") held 535,042 shares; GRP II Partners, L.P. ("GRP II Partners") held 196,741 shares; GRPMSC held an aggregate of 649,768 shares as escrow agent for GRP II, GRP II Investors and GRP II Partners; GRP AQ, L.P. ("GRP AQ") held 1,157,989 shares; and GRPVC III, L.P. ("GRPVC III") held 272,758 shares. Prior to this transaction, GRP AQ and GRPVC III were not reporting persons and did not hold any shares of Ulta stock. Both these entities received Ulta shares in the distribution. As a result, because they are affiliates of GRP II, they became members of the GRP II group and the aggregate 1,430,747 shares they received are deemed to have remained within the group's ownership.
- [F3]GRPVC, L.P. ("GRPVC") is the general partner of each of GRP II and GRP II Partners, and GRPMSC is the general partner of GRPVC and GRP II Investors. Steven Lebow, Yves Sisteron and Herve J.F. Defforey are members, together with Steven Dietz and Brian McLoughlin, of the investment committee of GRP II, GRP II Investors and GRP II Partners; Messrs. Defforey, Sisteron and Dietz are owners of the general partner of GRP AQ; and Messrs. Sisteron and Dietz are owners of the general partner of GRPVC III.
- [F4]As a result, each of Messrs. Lebow, Sisteron and Defforey may be deemed to possess indirect beneficial ownership of the shares owned by GRP II, GRP II Investors and GRP II Partners; Messrs. Defforey and Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRP AQ; and Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRPVC III. Messrs. Lebow, Sisteron and Defforey disclaim beneficial ownership of all such shares except to the extent of their pecuniary interst therein.
Documents
Issuer
Ulta Salon, Cosmetics & Fragrance, Inc.
CIK 0001403568
Entity typeother
Related Parties
1- filerCIK 0001010140
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 2:40 PM ET
- Size
- 22.4 KB