Home/Filings/4/0001209191-09-039957
4//SEC Filing

GLOBAL RETAIL PARTNERS LP 4

Accession 0001209191-09-039957

CIK 0001403568other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 3:29 PM ET

Size

15.0 KB

Accession

0001209191-09-039957

Insider Transaction Report

Form 4
Period: 2009-08-07
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
GRP AQ, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
GRP II, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
Transactions
  • Other

    Common Stock

    2009-08-07272,7589,467,034 total(indirect: See Footnotes (1)(2)(3))
Footnotes (3)
  • [F1]On August 7, 2009, in connection with its liquidation and winding up, GRPVC III, L.P. ("GRPVC III") made an in-kind distribution, without any additional consideration, of all 272,758 of its shares of Common Stock to the limited and general partners of GRPVC III. Following this transaction, GRP II, L.P. ("GRP II") held 6,927,494 shares; GRP II Investors, L.P. ("GRP II Investors") held 535,042 shares; GRP II Partners, L.P. ("GRP II Partners") held 196,741 shares; GRP Management Services Corp. ("GRPMSC") held an aggregate of 649,768 shares as escrow agent for GRP II, GRP II Investors and GRP II Partners; and GRP AQ, L.P. ("GRP AQ") held 1,157,989 shares.
  • [F2]GRPVC, L.P. ("GRPVC") is the general partner of each of GRP II and GRP II Partners, and GRPMSC is the general partner of GRPVC and GRP II Investors. Steven Lebow, Yves Sisteron and Herve J.F. Defforey are members, together with Steven Dietz and Brian McLoughlin, of the investment committee of GRP II, GRP II Investors and GRP II Partners; and Messrs. Defforey, Sisteron and Dietz are owners of the general partner of GRP AQ.
  • [F3]As a result, each of Messrs. Lebow, Sisteron and Defforey may be deemed to possess indirect beneficial ownership of the shares owned by GRP II, GRP II Investors and GRP II Partners; and Messrs. Defforey and Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by GRP AQ. Messrs. Lebow, Sisteron and Defforey disclaim beneficial ownership of all such shares except to the extent of their pecuniary interest therein.

Issuer

Ulta Salon, Cosmetics & Fragrance, Inc.

CIK 0001403568

Entity typeother

Related Parties

1
  • filerCIK 0001010140

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 3:29 PM ET
Size
15.0 KB