Sherringham Philip R 4
4 · People's United Financial, Inc. · Filed Aug 12, 2009
Insider Transaction Report
Form 4
Sherringham Philip R
DirectorPresident & CEO
Transactions
- Sale
Common Stock
2009-08-11$16.85/sh−60,000$1,011,000→ 559,851 total
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $16.850 to $16.860. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 11,894 shares owned indirectly through the People's United Bank 401(k) Plan (including 112 shares acquired through dividend reinvestment). Also includes 30,725 investment units accrued under the People's United Bank excess benefits plan and 1,163 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 11 shares acquired through dividend reinvestment). Information is based on 6/30/09 Plan statements.