Alimi Hojabr 4
4 · Oculus Innovative Sciences, Inc. · Filed Aug 12, 2009
Insider Transaction Report
Form 4
Alimi Hojabr
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2009-08-10$0.22/sh+15,000$3,300→ 1,326,250 total - Exercise/Conversion
Stock Option (Right to Buy)
2009-08-10$0.15/sh−300,000$45,000→ 121,247 totalExercise: $0.15From: 2004-05-10Exp: 2014-05-10→ Common Stock (300,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2009-08-10$0.22/sh−15,000$3,300→ 106,247 totalExercise: $0.22From: 1999-10-01Exp: 2009-10-01→ Common Stock (15,000 underlying) - Sale
Common Stock
2009-08-10$1.97/sh−165,000$325,397→ 1,011,250 total - Exercise/Conversion
Common Stock
2009-08-10$0.15/sh+300,000$45,000→ 1,311,250 total - Sale
Common Stock
2009-08-10$2.22/sh−150,000$332,880→ 1,176,250 total
Footnotes (1)
- [F1]Mr. Alimi determined to exercise options and sell common stock at this time because the Company currently has an open trading window for its Officers and Directors and it will be the last open trading window prior to 15,000 of Mr. Alimi's ten year options expiring . Mr. Alimi is using the proceeds from the exercise of his options to pay family debt associated with his founding and building the Company. Mr. Alimi continues to beneficially own 1,011,250 shares of common stock and 106,247options to purchase common stock.