Swandal Craig A 4
4 · ATS MEDICAL INC · Filed Aug 13, 2009
Insider Transaction Report
Form 4
ATS MEDICAL INCATSI
Swandal Craig A
Vice President of Operations
Transactions
- Exercise/Conversion
Common Stock
2009-08-11+17,000→ 21,132.26 total - Sale
Common Stock
2009-08-12$3.00/sh−5,879$17,619→ 15,253.26 total - Sale
Common Stock
2009-08-12$3.00/sh−606$1,821→ 14,647.26 total - Exercise/Conversion
Restricted Stock Units
2009-08-11−17,000→ 68,000 totalFrom: 2009-08-11Exp: 2013-08-11→ Common Stock (85,000 underlying)
Holdings
- 66,065
Restricted Stock Units
From: 2010-03-15Exp: 2014-03-15→ Common Stock (66,065 underlying)
Footnotes (5)
- [F1]Includes shares held in Employee Stock Purchase Plan as of July 31, 2009.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2009.
- [F3]1 unit for 1 share of Common Stock
- [F4]Vests in 20% annual cumulative installments beginning the date shown.
- [F5]Represents last vesting date.