SMITH JAMES E/MO 4
4 · HAWTHORN BANCSHARES, INC. · Filed Aug 28, 2009
Insider Transaction Report
Form 4
SMITH JAMES E/MO
DirectorChairman & CEO
Transactions
- Purchase
Common Stock
2009-08-27$10.00/sh+84$840→ 500 total - Purchase
Common Stock
2009-08-27$10.00/sh+52$520→ 260 total(indirect: By IRA)
Holdings
- 9,519
Employee Stock Option (right to buy)
Exercise: $21.01From: 2009-09-22Exp: 2018-09-22→ Common Stock (9,519 underlying) - 22,878.3
Common Stock
- 7,500
Employee Stock Option (right to buy)
Exercise: $18.67From: 2003-02-14Exp: 2012-02-14→ Common Stock (7,500 underlying) - 7,959
Employee Stock Option (right to buy)
Exercise: $16.33From: 2001-12-04Exp: 2010-12-04→ Common Stock (7,959 underlying) - 8,323
Employee Stock Option (right to buy)
Exercise: $26.57From: 2004-03-03Exp: 2013-03-03→ Common Stock (8,323 underlying) - 9,561
Employee Stock Option (right to buy)
Exercise: $28.45From: 2006-04-21Exp: 2015-04-21→ Common Stock (9,561 underlying) - 9,516
Employee Stock Option (right to buy)
Exercise: $29.95From: 2007-03-03Exp: 2016-03-03→ Common Stock (9,516 underlying) - 7,376
Employee Stock Option (right to buy)
Exercise: $35.25From: 2005-02-19Exp: 2014-02-19→ Common Stock (7,376 underlying) - 9,656
Employee Stock Option (right to buy)
Exercise: $33.50From: 2008-04-27Exp: 2017-04-27→ Common Stock (9,656 underlying)
Footnotes (1)
- [F1]Includes shares acquired since last report pursuant to Company DRIP program.