Home/Filings/4/0001209191-09-042462
4//SEC Filing

Baule John F. 4

Accession 0001209191-09-042462

CIK 0001157408other

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 4:38 PM ET

Size

21.1 KB

Accession

0001209191-09-042462

Insider Transaction Report

Form 4
Period: 2009-08-26
Baule John F.
COO & CFO
Transactions
  • Sale

    Common Stock

    2009-08-27$21.28/sh9,570$203,6500 total
  • Exercise/Conversion

    Common Stock

    2009-08-28$7.65/sh+12,739$97,45312,739 total
  • Exercise/Conversion

    Common Stock

    2009-08-26$7.65/sh+12,100$92,56512,100 total
  • Sale

    Common Stock

    2009-08-26$21.01/sh12,100$254,2210 total
  • Exercise/Conversion

    Common Stock

    2009-08-27$7.65/sh+9,570$73,2119,570 total
  • Sale

    Common Stock

    2009-08-28$21.40/sh12,739$272,6150 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-08-2612,10050,093 total
    Exercise: $7.65Exp: 2014-06-01Common Stock (12,100 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-08-279,57040,523 total
    Exercise: $7.65Exp: 2014-06-01Common Stock (9,570 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-08-2812,73927,784 total
    Exercise: $7.65Exp: 2014-06-01Common Stock (12,739 underlying)
Footnotes (5)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2009.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08, inclusive. The reporting person undertakes to provide to K12 Inc., any security holder of K12 Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.50, inclusive. The reporting person undertakes to provide to K12 Inc., any security holder of K12 Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.12 to $21.61, inclusive. The reporting person undertakes to provide to K12 Inc., any security holder of K12 Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F5]Shares vest 25% on the one year-anniversary of the grant date (June 1, 2006) and the remaining 75% vest quarterly for the following three years.

Issuer

K12 INC

CIK 0001157408

Entity typeother

Related Parties

1
  • filerCIK 0001420023

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 4:38 PM ET
Size
21.1 KB