Home/Filings/4/0001209191-09-044026
4//SEC Filing

Yakominich Robert John 4

Accession 0001209191-09-044026

CIK 0001142512other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 6:01 PM ET

Size

10.6 KB

Accession

0001209191-09-044026

Insider Transaction Report

Form 4
Period: 2009-09-09
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2009-09-09+50,00050,000 total
    Exercise: $4.17From: 2010-09-09Exp: 2019-09-08Common Stock (50,000 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $3.20From: 2009-08-01Exp: 2016-07-23Comon Stock (30,000 underlying)
    30,000
  • Common Stock

    16,461
  • Employee Stock Option (Right to Buy)

    Exercise: $6.68From: 2008-08-20Exp: 2017-08-19Common Stock (130,000 underlying)
    130,000
Footnotes (4)
  • [F1]These shares include 15,000 shares of restricted stock granted on February 12, 2009, of which 7,500 vested on August 12, 2009, and 7,500 shall vest on February 12, 2010, less 2,682 shares surrendered as reported herein to satisfy a tax withholding obligation on these newly vested shares, in accordance with the terms of the related Restricted Stock Award Agreement. This vesting schedule is subject to the employee remaining in a service relationship with the Company on such dates and also to change-of-control terms contained in separate agreement(s).
  • [F2]One-fourth of the shares subject to the option shall vest and become exercisable on September 9, 2010, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
  • [F3]Pursuant to the option exchange program of ZipRealty, Inc. ("Issuer"), Issuer canceled a 10-year option granted to the reporting person with an exercise price between $4.59 and $7.99 per share. In exchange for every three Eligible Options surrendered at this exerise price, the reporting person received two New Options with a seven-year life at an exercise price of $3.20 per share, which was the closing sale price of Issuer's common stock on the NASDAQ Global Market on July 24, 2009. The New Options vest at the rate of 1/36 per month on the first date of each month until fully vested, subject to the reporting person remaining a service provider to Issuer.
  • [F4]One-fourth of the shares subject to the option vested and became exercisable on August 20, 2008, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.

Issuer

ZIPREALTY INC

CIK 0001142512

Entity typeother

Related Parties

1
  • filerCIK 0001410721

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 6:01 PM ET
Size
10.6 KB