4//SEC Filing
Montgomery William Acker 4
Accession 0001209191-09-045856
CIK 0001402175other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 7:50 PM ET
Size
10.0 KB
Accession
0001209191-09-045856
Insider Transaction Report
Form 4
Montgomery William Acker
Director
Transactions
- Disposition to Issuer
Common Stock, par value $0.0001 per share
2009-09-25−32,325→ 0 total - Disposition to Issuer
Founder's Warrants (right to buy)
2009-09-25−46,000→ 0 totalExercise: $7.50→ Common Stock, par value $0.0001 per share (46,000 underlying) - Disposition to Issuer
Common Stock, par value $0.0001 per share
2009-09-25−36,675→ 32,325 total
Footnotes (3)
- [F1]Cancelled 36,675 shares of Common Stock of Hicks Acquisition Company I, Inc. (the "Issuer") in connection with the transaction (the "Acquisition") contemplated by that certain Purchase and IPO Reorganization Agreement (the "Purchase Agreement"), dated as of August 2, 2009, as amended on September 9, 2009 by a certain letter agreement, by and among the Issuer, Resolute Energy Corporation ("Resolute Energy"), Resolute Subsidiary Corporation, Resolute Aneth, LLC, Resolute Holdings, LLC, Resolute Holdings Sub, LLC, and HH-HACI, L.P.
- [F2]Disposed of 32,325 shares of Issuer Common Stock in exchange for 23,000 shares of Resolute Energy Common Stock, par value $0.0001 per share, and 9,325 shares of Resolute Energy Common Stock subject to forfeiture unless at any time prior to five years from the closing of the Acquisition, either (a) the closing sale price of the Resolute Energy Common Stock exceeds $15.00 per share for 20 trading days in any 30 trading day period beginning 90 days after the closing of the Acquisition, or (b) a change in control event occurs in which Resolute Energy Common Stock is valued at greater than $15.00 per share, all in connection with the Acquisition contemplated by the Purchase Agreement.
- [F3]Disposed of 46,000 Founder's Warrants of the Issuer in exchange for 46,000 warrants to purchase 46,000 shares of Resolute Energy Common Stock at an exercise price of $13.00 per share, which will expire within five years after the closing of the Acquisition, in connection with the Acquisition contemplated by the Purchase Agreement.
Documents
Issuer
Hicks Acquisition CO I Inc.
CIK 0001402175
Entity typeother
Related Parties
1- filerCIK 0001365136
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 7:50 PM ET
- Size
- 10.0 KB