4//SEC Filing
Eisenberg Wayne 4
Accession 0001209191-09-046514
CIK 0001326973other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 7:25 PM ET
Size
10.1 KB
Accession
0001209191-09-046514
Insider Transaction Report
Form 4
Eisenberg Wayne
VP - Worldwide Sales
Transactions
- Award
Common Stock
2009-09-29+30,000→ 126,369 total - Award
Common Stock
2009-09-29+35,000→ 161,369 total - Award
Employee Stock Option
2009-09-29+60,000→ 490,176 totalExercise: $5.20Exp: 2019-09-28→ Common Stock (60,000 underlying)
Footnotes (5)
- [F1]Reflects target number of performance-based restricted share units (RSUs), with a minimum award of 50% of the target and a possible maximum award of 150% of the target. The number of RSUs awarded will be based on the Company's stock price performance compared to the Russell Microcap Index (IWC) over a three year period, starting in October 2009. Subject to continued employment, RSUs earned shall vest on 10/15/2012.
- [F2]Represents time-based RSUs. Subject to continued employment, the RSUs shall vest on 10/15/2011.
- [F3]Reflects direct beneficial ownership of 56,369 shares of common stock; and 105,000 RSUs.
- [F4]The option becomes exercisable in 48 equal monthly installments beginning 10/29/2009.
- [F5]Reflects beneficial ownership of 166,400 options to purchase common stock at $0.17 per share; 58,776 options to purchase common stock at $4.71 per share; 50,000 options to purchase common stock at $9.97 per share; 75,000 options to purchase common stock at $7.50 per share; 80,000 options to purchase common stock at $2.84 per share; and 60,000 options to purchase common stock at $5.20 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeother
Related Parties
1- filerCIK 0001344022
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 7:25 PM ET
- Size
- 10.1 KB