ASTROTECH Corp \WA\·4

Oct 2, 6:23 PM ET

NEIBOER SCOTT 4

4 · ASTROTECH Corp \WA\ · Filed Oct 2, 2009

Insider Transaction Report

Form 4
Period: 2009-09-30
NEIBOER SCOTT
Director10% Owner
Transactions
  • Sale

    Convertible 5.5% Notes

    2009-09-30$21000.00/sh0 total(indirect: Shared discretionary voting power.)
    Exercise: $15.00From: 2005-10-27Exp: 2010-10-15Common Stock (1,400 underlying)
  • Other

    Common Stock

    2009-09-30688,9431,071,344 total(indirect: Trace Partners, L.P.)
Footnotes (4)
  • [F1]Ditribution from limited partnership to limited partners and general partner
  • [F2]The shares were distributed in a pro rata distribution to the limited partners and general partner of Trace Partners, L.P. on September 30, 2009
  • [F3]Of these beneficially owned shares, 190,188 are owned by his wife. There is no shared voting or dispospositive power with regards to these 190,188 shares.
  • [F4]This was the issue date. Derivative securities were exercisable at any time.

Documents

1 file
  • 4
    c90770_4x0.xmlPrimary

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