4//SEC Filing
LUTZ MERRITT M 4
Accession 0001209191-09-047242
CIK 0000869570other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 12:09 PM ET
Size
22.8 KB
Accession
0001209191-09-047242
Insider Transaction Report
Form 4
SPSS INCSPSS
LUTZ MERRITT M
Director
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$28.41/sh−93$2,642→ 0 totalExercise: $21.59From: 2002-01-02Exp: 2011-01-01→ Common Stock (93 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$16.43/sh−5,000$82,150→ 0 totalExercise: $33.57From: 2006-05-01Exp: 2016-04-30→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$19.27/sh−5,000$96,350→ 0 totalExercise: $30.73From: 2009-05-01Exp: 2019-04-30→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$8.02/sh−5,000$40,100→ 0 totalExercise: $41.98From: 2008-05-01Exp: 2018-04-30→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$24.75/sh−5,000$123,750→ 0 totalExercise: $25.25From: 2001-01-03Exp: 2010-01-02→ Common Stock (5,000 underlying) - Disposition to Issuer
Common Stock, $0.01 par value
2009-10-02$50.00/sh−3,402$170,100→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$29.37/sh−4,907$144,119→ 0 totalExercise: $20.63From: 2001-01-02Exp: 2011-01-01→ Common Stock (4,907 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-10-02$13.22/sh−5,000$66,100→ 0 totalExercise: $36.78From: 2007-05-01Exp: 2017-04-30→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]These shares of SPSS common stock were granted in the form of deferred share units ("DSUs"). Each DSU represents the right to receive one share of SPSS common stock. The unvested DSUs were to vest on the earlier of the one year anniversary of the grant date or the date on which the reporting person's directorship terminates other than for cause. 50% of the DSUs were to be paid on the date that the reporting person separated from service with SPSS and 50% of the DSUs were to be paid six months after such date. However, in accordance with the terms of the grant and the merger agreement pursuant to which International Business Machines Corporation acquired SPSS, in exchange for these DSUs, the reporting person became entitled to receive a cash payment equal to the merger consideration ($50.00) multipled by the number of shares of common stock subject to the DSUs.
- [F2]These options were subject to a four-year vesting schedule, under which 25% of the total option became exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date.
- [F3]In accordance with the terms of the grant and the merger agreement pursuant to which International Business Machines Corporation acquired SPSS, in exchange for these options, the reporting person became entitled to receive a cash payment equal the number of shares of common stock subject to the options multipled by the difference between the merger consideration ($50.00) and the exercise price of the option.
- [F4]These options vested immediately upon the date of grant.
Documents
Issuer
SPSS INC
CIK 0000869570
Entity typeother
Related Parties
1- filerCIK 0001203945
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 12:09 PM ET
- Size
- 22.8 KB