Tacoma Raymond 4
4 · NETEZZA CORP · Filed Oct 5, 2009
Insider Transaction Report
Form 4
Tacoma Raymond
Sr. Vice President of WW Sales
Transactions
- Exercise/Conversion
Common Stock
2009-10-01$1.00/sh+25,000$25,000→ 25,000 total - Sale
Common Stock
2009-10-01$10.75/sh−25,000$268,728→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2009-10-01−25,000→ 1,000 totalExercise: $1.00Exp: 2015-01-14→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2007.
- [F2]The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $10.50 to $11.01 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F3]Represents partial exercise of a fully vested option to purchase an aggregate of 100,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on January 14, 2005.