CORCEPT THERAPEUTICS INC 4
4 · CORCEPT THERAPEUTICS INC · Filed Oct 20, 2009
Insider Transaction Report
Form 4
ALTA BIOPHARMA PARTNERS II LP
10% Owner
Transactions
- Purchase
Warrants (right to buy)
2009-10-16$0.13/sh+118,036$14,755→ 640,996 totalExercise: $1.66From: 2009-10-16Exp: 2012-10-16→ Common Stock (118,036 underlying) - Purchase
Common Stock
2009-10-16$1.38/sh+12,406$17,120→ 180,204 total(indirect: By Side Fund) - Purchase
Warrants (right to buy)
2009-10-16$0.13/sh+4,342$543→ 10,949 total(indirect: By Side Fund)Exercise: $1.66From: 2009-10-16Exp: 2012-10-16→ Common Stock (118,036 underlying) - Purchase
Common Stock
2009-10-16$1.38/sh+337,245$465,398→ 5,484,063 total
Footnotes (5)
- [F1]Acquired from the Issuer pursuant to the Securities Purchase Agreement dated October 12, 2009.
- [F2]This price is the result of $1.43 per share, pursuant to Securities Purchase Agreement dated October 12, 2009, less the cost of warrants.
- [F3]These securities are held of record by Alta BioPharma Partners II, L.P. ("ABPII"). Alta BioPharma Management II, LLC ("ABMII") is the General Partner of ABPII. Jean Deleage and Farah Champsi are managing directors and Edward Penhoet is a director of ABMII and they exercise shared voting and investment power with respect to the shares owned by ABPII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extend of his or her proportionate pecuniary interest therein.
- [F4]Mr. Edward Penhoet is a director of the Issuer and files separate reports pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- [F5]These securities are held of record by Alta Embarcadero BioPharma Partners II, LLC ("AEBPII"). Alta Partners II, Inc. ("APII") provides investment advisory services to ABPII and AEBPII. Jean Deleage and Farah Champsi are managers of AEBPII and exercise shared voting and investment power over the shares held by AEBPII. Each of the reporting persons disclaims beneficial ownership of all such shares except to the extend of his or her proportionate pecuniary interest therein.