Esping William P. 4

Accession 0001209191-09-050330

CIK 0001282398other

View on SEC.gov Company Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 7:35 PM ET

Size

27.3 KB

Accession

0001209191-09-050330

Insider Transaction Report

Form 4

Period: 2009-10-28

WCA WASTE CORPWCAA

Esping William P.

10% Owner

Transactions

Sale
Call Options
2009-10-28$510000.00/sh−3$1,530,000→ 0 total(indirect: See footnotes)
Exercise: $4.25From: 2009-10-28Exp: 2009-12-24→ Common Stock (120,000 underlying)
Sale
Common Stock
2009-10-28$4.00/sh−125,000$500,000→ 1,026,398 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−150,000$600,000→ 876,398 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−67,000$268,000→ 809,398 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−67,000$268,000→ 685,776 total(indirect: See footnotes)
Sale
Call Options
2009-10-28$1075250.00/sh−3$3,225,750→ 867,014 total(indirect: See footnotes)
Exercise: $4.25From: 2009-10-28Exp: 2009-12-24→ Common Stock (253,000 underlying)
Sale
Common Stock
2009-10-28$4.00/sh−42,154$168,616→ 0 total
Sale
Common Stock
2009-10-28$4.00/sh−24,846$99,384→ 1,276,396 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−124,998$499,992→ 1,151,398 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−56,622$226,488→ 752,776 total(indirect: See footnotes)
Sale
Common Stock
2009-10-28$4.00/sh−681,002$2,724,008→ 4,774 total(indirect: See footnotes)
Sale
Call Options
2009-10-28$3174809.50/sh−3$9,524,429→ 120,000 total(indirect: See footnotes)
Exercise: $4.25From: 2009-10-28Exp: 2009-12-24→ Common Stock (747,014 underlying)

Footnotes (12)

[F1]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 1,271,622 shares owned by WPE Kids Partners, LP.
[F10]Shares owned by JBJ Lending Company.
[F11]Shares owned by Eminence Interests, LP.
[F12]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
[F2]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 1,146,624 shares owned by WPE Kids Partners, LP.
[F3]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 1,021,624 shares owned by WPE Kids Partners, LP.
[F4]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 871,624 shares owned by WPE Kids Partners, LP.
[F5]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 804,624 shares owned by WPE Kids Partners, LP.
[F6]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 748,022 shares owned by WPE Kids Partners, LP.
[F7]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; (ii) 638 shares owned by EFO GenPar, Inc.; and (iii) 681,002 shares owned by WPE Kids Partners, LP.
[F8]Includes (i) 4,136 shares owned by Opportunity Capital GenPar, LP; and (ii) 638 shares owned by EFO GenPar, Inc.
[F9]Shares owned by William P. & Heather H. Esping Children's Trust.

Documents

1 file

4
c91752_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

WCA WASTE CORP

CIK 0001282398

→

Entity typeother

Related Parties

filerCIK 0001295115

Filing Metadata

Form type: 4
Filed: Oct 29, 8:00 PM ET
Accepted: Oct 30, 7:35 PM ET
Size: 27.3 KB

View on SEC.gov