PENDERGAST MICHAEL C 4
4 · LACLEDE GROUP INC · Filed Nov 4, 2009
Insider Transaction Report
Form 4
PENDERGAST MICHAEL C
Vice President
Transactions
- Award
Common Stock
2009-11-04+1,500→ 7,502 total - Tax Payment
Common Stock
2009-11-02$30.44/sh−649$19,756→ 6,002 total
Holdings
- 3,023(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]The shares reported on this line represent shares withheld for tax purposes from the performance contingent restricted stock granted in November 2006 and that vested on November 2, 2009, an exempt transaction under Rule 16b-3(e).
- [F2]Award of 1,100 shares of performance contingent restricted stock with vesting contingent upon performance during performance period ending 9/30/2012 and 400 shares of restricted stock with vesting occurring in November 2012, all shares awarded under the Company's 2006 Equity Incentive Plan.
- [F3]Shares held in Company stock fund of 401(k) plan as reported by trustee as of September 30, 2009 and purchased through regular deferrals under the Plan.