4//SEC Filing
Tacoma Raymond 4
Accession 0001209191-09-050956
CIK 0001132484other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:02 PM ET
Size
13.7 KB
Accession
0001209191-09-050956
Insider Transaction Report
Form 4
Tacoma Raymond
Sr. Vice President of WW Sales
Transactions
- Exercise/Conversion
Common Stock
2009-11-02$1.00/sh+1,000$1,000→ 1,000 total - Exercise/Conversion
Employee Stock Option (right to buy)
2009-11-02−1,000→ 0 totalExercise: $1.00Exp: 2015-01-14→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2009-11-02$2.50/sh+24,000$60,000→ 25,000 total - Sale
Common Stock
2009-11-02$9.16/sh−25,000$228,928→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2009-11-02−24,000→ 126,000 totalExercise: $2.50Exp: 2016-02-01→ Common Stock (24,000 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2007.
- [F2]The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $9.01 to $9.35 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F3]Represents partial exercise of a fully vested option to purchase an aggregate of 100,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on January 14, 2005.
- [F4]Represents partial exercise of an option to purchase an aggregate of 150,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 112,500 shares, and will vest as to 7,500 additional shares on February 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011.
Documents
Issuer
NETEZZA CORP
CIK 0001132484
Entity typeother
Related Parties
1- filerCIK 0001405505
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:02 PM ET
- Size
- 13.7 KB