4//SEC Filing
Lufkin Dan W 4
Accession 0001209191-09-051168
CIK 0001051514other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 11:26 AM ET
Size
22.5 KB
Accession
0001209191-09-051168
Insider Transaction Report
Form 4
Lufkin Dan W
Director
Transactions
- Exercise/Conversion
Common Stock
2009-11-03$4.52/sh+1,460$6,599→ 61,603 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-03$4.52/sh+1,460$6,599→ 61,602 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2009-11-03$4.52/sh+1,460$6,599→ 61,603 total(indirect: By Trust) - Exercise/Conversion
Warrant
2009-11-03−1,460→ 0 total(indirect: By Trust)Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying) - Exercise/Conversion
Warrant
2009-11-03−1,460→ 0 total(indirect: By Trust)Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying) - Exercise/Conversion
Common Stock
2009-11-03$4.52/sh+1,460$6,599→ 61,602 total(indirect: By Trust) - Exercise/Conversion
Warrant
2009-11-03−1,460→ 0 total(indirect: By Trust)Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying) - Exercise/Conversion
Warrant
2009-11-03−1,460→ 0 total(indirect: By Trust)Exercise: $4.52From: 2004-02-04Exp: 2011-11-09→ Common Stock (1,460 underlying)
Holdings
- 434,765
Common Stock
- 6,847(indirect: By Trust)
Common Stock
- 12,500(indirect: Cynthia Lufkin)
Common Stock
- 10,000(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]Mr. Lufkin expressly disclaims beneficial ownership of these shares held by these trusts.
Documents
Issuer
ELECTRO OPTICAL SCIENCES INC /NY
CIK 0001051514
Entity typeother
Related Parties
1- filerCIK 0001335121
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 11:26 AM ET
- Size
- 22.5 KB