4//SEC Filing
PEROT SYSTEMS CORP 4
Accession 0001209191-09-051323
CIK 0000894253operating
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:46 PM ET
Size
40.5 KB
Accession
0001209191-09-051323
Insider Transaction Report
Form 4
KELLY ROBERT J
Controller
Transactions
- Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$9.93/sh−9,000$89,370→ 0 totalExercise: $20.07Exp: 2011-12-20→ Common Stock (9,000 underlying) - Disposition from Tender
Common Stock
2009-11-03$30.00/sh−1,595$47,850→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$20.37/sh−5,000$101,850→ 0 totalExercise: $9.63Exp: 2012-10-18→ Common Stock (5,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$14.87/sh−5,200$77,324→ 0 totalExercise: $15.93Exp: 2011-12-13→ Common Stock (5,200 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$15.13/sh−3,000$45,390→ 0 totalExercise: $14.87Exp: 2013-11-02→ Common Stock (3,000 underlying) - Disposition from Tender
Common Stock
2009-11-03$30.00/sh−14,220$426,600→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$16.85/sh−9,000$151,650→ 0 totalExercise: $13.15Exp: 2010-12-09→ Common Stock (9,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$16.37/sh−6,000$98,220→ 0 totalExercise: $13.63Exp: 2012-10-13→ Common Stock (6,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$14.77/sh−4,860$71,782→ 0 totalExercise: $15.23Exp: 2014-08-02→ Common Stock (4,860 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$15.74/sh−5,600$88,144→ 0 totalExercise: $14.26Exp: 2015-03-14→ Common Stock (5,600 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$14.87/sh−1,300$19,331→ 0 totalExercise: $15.93Exp: 2011-12-13→ Common Stock (1,300 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$16.37/sh−1,500$24,555→ 0 totalExercise: $13.63Exp: 2012-10-13→ Common Stock (1,500 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$15.13/sh−4,500$68,085→ 0 totalExercise: $14.87Exp: 2013-11-02→ Common Stock (4,500 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$14.77/sh−3,240$47,855→ 0 totalExercise: $15.23Exp: 2014-08-02→ Common Stock (3,240 underlying) - Disposition to Issuer
Non-Qualified Stock Option (Right to Buy)
2009-11-03$15.74/sh−1,400$22,036→ 0 totalExercise: $14.26Exp: 2015-03-14→ Common Stock (1,400 underlying) - Disposition to Issuer
Stock-Settled Stock Appreciation Rights
2009-11-03$18.23/sh−4,000$72,920→ 0 totalExercise: $11.77Exp: 2019-03-13→ Common Stock (4,000 underlying)
Footnotes (12)
- [F1]Pursuant to the tender offer commenced under the Agreement and Plan of Merger, dated September 20, 2009, by and among issuer, Dell Inc. and DII-Holdings Inc. (the "Merger Agreement"), the shares of the issuer's Class A Common Stock issued and outstanding (the "Shares") were exchanged for the right to receive $30.00 per Share (the "Offer Price") without interest thereon and less any applicable withholding or stock transfer taxes.
- [F10]The Stock Options vested in 3 equal annual installments beginning on 11/02/2007.
- [F11]The Stock Options vested in 2 equal annual installments beginning on 8/02/2008.
- [F12]The Stock Options vested on 3/14/2009.
- [F2]Includes 14,220 Restricted Stock Units. Pursuant to the Merger Agreement, each outstanding Restricted Stock Unit became vested and earned and was cancelled and converted into the right to receive an amount (without interest) in cash equal to the product of (x) the Offer Price multiplied by (y) the total number of Shares subject to such Restricted Stock Unit.
- [F3]The Stock Options vested in 5 equal annual installments beginning on 12/20/2002.
- [F4]Pursuant to the Merger Agreement, all outstanding vested Stock Options were cancelled in exchange for a cash payment (without interest) equal to the product of (x) the excess, if any, of the Offer Price over the exercise price or base price, as applicable, per Share of each such Stock Option, multiplied by (y) the total number of Shares subject to such Stock Option.
- [F5]The Stock Options vested in 5 equal annual installments beginning on 10/18/2003.
- [F6]The Stock Options vested in 5 equal annual installments beginning on 12/09/2004.
- [F7]The Stock Options vested in 4 equal annual installments beginning on 12/13/2005.
- [F8]Pursuant to the Merger Agreement, all outstanding unvested Stock Options to purchase Shares and all outstanding SSARs (collectively, "Unvested Company Stock Option Awards") vested and were cancelled in exchange for a cash payment (without interest) equal to the product of (x) the excess, if any, of the Offer Price over the exercise price or base price, as applicable, per Share of each such Unvested Company Stock Option Award, multiplied by (y) the total number of Shares subject to such Unvested Company Stock Option Award.
- [F9]The Stock Options vested in 4 equal annual installments beginning on 10/13/2006.
Documents
Issuer
PEROT SYSTEMS CORP
CIK 0000894253
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000894253
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 8:46 PM ET
- Size
- 40.5 KB