Home/Filings/4/0001209191-09-051716
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EAGLE J BRECKENRIDGE 4

Accession 0001209191-09-051716

CIK 0000886235other

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 5:53 PM ET

Size

27.3 KB

Accession

0001209191-09-051716

Insider Transaction Report

Form 4
Period: 2009-11-06
EAGLE J BRECKENRIDGE
DirectorChairman of the Board
Transactions
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-062,8310 total
    Exercise: $3.68Exp: 2013-01-24Aspect Medical Systems, Inc. Common Stock (2,831 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-063,7500 total
    Exercise: $3.85Exp: 2012-07-05Aspect Medical Systems, Inc. Common Stock (3,750 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-0623,5040 total
    Exercise: $11.82Exp: 2018-02-12Aspect Medical Systems, Inc. Common Stock (23,504 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-067290 total
    Exercise: $11.69Exp: 2011-02-21Aspect Medical Systems, Inc. Common Stock (729 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-061,4240 total
    Exercise: $10.00Exp: 2012-01-01Aspect Medical Systems, Inc. Common Stock (1,424 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-0613,5980 total
    Exercise: $10.00Exp: 2012-01-01Aspect Medical Systems, Inc. Common Stock (13,598 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock

    2009-11-06$12.00/sh37,622$451,4640 total
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-0631,2600 total
    Exercise: $4.44Exp: 2019-02-10Aspect Medical Systems, Inc. Common Stock (31,260 underlying)
  • Disposition to Issuer

    Aspect Medical Systems, Inc. Common Stock Option

    2009-11-066,4190 total
    Exercise: $3.68Exp: 2013-01-24Aspect Medical Systems, Inc. Common Stock (6,419 underlying)
Footnotes (2)
  • [F1]Reflects shares of restricted stock that were exchanged for a cash payment of $12.00 per share in connection with the merger (the "Merger") of Transformer Delaware Corp. with and into Aspect Medical Systems, Inc.
  • [F2]This option was cancelled in the Merger for a cash payment per underlying share equal to the difference between the exercise price and $12.00.

Issuer

ASPECT MEDICAL SYSTEMS INC

CIK 0000886235

Entity typeother

Related Parties

1
  • filerCIK 0001222948

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:53 PM ET
Size
27.3 KB