KELLEY SCOTT 4

Accession 0001209191-09-051724

CIK 0000886235other

View on SEC.gov Company Profile

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 5:58 PM ET

Size

33.9 KB

Accession

0001209191-09-051724

Insider Transaction Report

Form 4

Period: 2009-11-06

ASPECT MEDICAL SYSTEMS INCASPM

KELLEY SCOTT

VP and Medical Director

Transactions

Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−9,375→ 0 total
Exercise: $3.85Exp: 2012-07-05→ Aspect Medical Systems, Inc. Common Stock (9,375 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−3,750→ 0 total
Exercise: $3.26Exp: 2012-09-12→ Aspect Medical Systems, Inc. Common Stock (3,750 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−25,000→ 0 total
Exercise: $10.00Exp: 2012-01-01→ Aspect Medical Systems, Inc. Common Stock (25,000 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−8,750→ 0 total
Exercise: $10.12Exp: 2013-10-10→ Aspect Medical Systems, Inc. Common Stock (8,750 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock
2009-11-06$12.00/sh−31,936$383,232→ 0 total
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−15,000→ 0 total
Exercise: $8.56Exp: 2010-11-27→ Aspect Medical Systems, Inc. Common Stock (15,000 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−3,125→ 0 total
Exercise: $3.85Exp: 2012-07-05→ Aspect Medical Systems, Inc. Common Stock (3,125 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−19,231→ 0 total
Exercise: $11.82Exp: 2018-02-12→ Aspect Medical Systems, Inc. Common Stock (19,231 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock
2009-11-06−25,577→ 0 total
Exercise: $4.44Exp: 2019-02-10→ Aspect Medical Systems, Inc. Common Stock (25,577 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−4,375→ 0 total
Exercise: $10.12Exp: 2013-10-10→ Aspect Medical Systems, Inc. Common Stock (4,375 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−7,028→ 0 total
Exercise: $3.68Exp: 2013-01-24→ Aspect Medical Systems, Inc. Common Stock (7,028 underlying)
Disposition to Issuer
Aspect Medical Systems, Inc. Common Stock Option
2009-11-06−3,125→ 0 total
Exercise: $3.26Exp: 2012-09-12→ Aspect Medical Systems, Inc. Common Stock (3,125 underlying)

Footnotes (2)

[F1]Reflects shares of restricted stock that were exchanged for a cash payment of $12.00 per share in connection with the merger (the "Merger") of Transformer Delaware Corp. with and into Aspect Medical Systems, Inc.
[F2]This option was cancelled in the Merger for a cash payment per underlying share equal to the difference between the exercise price and $12.00.

Documents

2 files

Issuer

ASPECT MEDICAL SYSTEMS INC

CIK 0000886235

→

Entity typeother

Related Parties

filerCIK 0001222950

Filing Metadata

Form type: 4
Filed: Nov 8, 7:00 PM ET
Accepted: Nov 9, 5:58 PM ET
Size: 33.9 KB

View on SEC.gov